Building and maintaining a time and cost effective regulatory compliance program which will withstand the constantly shifting political winds and changes in your institutions internal culture and external regulatory environment is a challenge for even the most adept financial institution and its compliance professional.

Having the right experience and tools are pivotal to ongoing success.  Since each financial institution is unique, there is no “one size fits all” approach to managing compliance.

There are times when the expertise and objective assistance from an independent, experienced and seasoned compliance specialist can add value to the compliance process—saving bank management and the compliance professional valuable research and development time and expense.

As an independent professional, Gail Askins Cole, provides a variety of regulatory compliance services designed to give you new tools and sharpen your existing tools to improve the effectiveness and efficiency of your institution’s unique compliance program.

Services offered include (Federal and SC State law):

Compliance Services

	Lending Compliance (incl. SC law)	HMDA data integrity	BSA/AML umbrella	Deposits Compliance	Advertising / website compliance	CRA Technical compliance
Compliance Program Support - resource assistance
Compliance Officer Mentoring
Periodic Compliance Audits
Onsite Training
Custom written policies and procedures – by job function or by regulation
Compliance risk assessment
Establish/improve internal monitoring
Pre exam preparation and post exam clean up
New regulation implementation
Tools to manage – forms, checklists, guides, etc.
Document Reviews
De novo services
Compliance automation and software solutions
New product/services compliance
Special Projects

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